Consultancy Services

Cambitas offers specialist expertise and consultancy advice in financial services and ESG.

Financial Services Advisory

Helping clients navigate financial services rules including UK regulated activities, FCA Handbook matters, authorisations, payment systems, individual accountability and the SMCR, outsourcing, banking, fintech, digital assets, financial promotions, client assets, banking, market conduct, systems and controls, client assets, exchange rulebooks, and wholesale market regulations such as MiFID II, EMIR, SFTR, DORA & the Benchmarks Regulation. Also drafting or amend policies and procedures, managing legal, regulatory or compliance implementation or change projects, and conducting audits such as in relation to rulebook compliance, bribery & corruption and others. Providing training to clients on exchange rules and hot topics in exchanges and commodities.

Market Abuse & Enforcement

Defending market participants against enforcement actions by regulators, including the Financial Conduct Authority, international exchanges and other bodies

Corporate Governance & ESG

Helping clients design and implement ESG and sustainability programmes, conduct governance reviews, monitor legislative changes, liaise with regulators, and implement new processes and procedures to ensure best practice. Undertaking Environmental, Social & Governance reviews and develop / enhance ESG plans, policies and procedures.